ITEM 1 (a) Name of Issuer:
Advaxis, Inc.
(b) Address of Issuer's Principal Business Office:
Technology Centre of New Jersey
675 Route 1, Suite B113
North Brunswick, NJ 08902
ITEM 2 (a) Name of Person Filing:
Optimus CG II, Ltd. ("Optimus CG")
Optimus Capital Partners, LLC, dba Optimus Life Sciences Capital Partners, LLC
("Optimus CP")
(b) Address of Principal Business Office, or if None, Residence:
The address of the principal business office of Optimus CG is:
Cricket Square, Hutchins Drive, Grand Cayman, KY1-1111 Cayman Islands
The address of the principal business office of Optimus CP is:
11150 Santa Monica Boulevard, Suite 1500, Los Angeles, CA 90025
(c) Citizenship:
Optimus CG is a Cayman Islands exempted company.
Optimus CP is a Delaware limited liability company.
(d) Title of Class of Securities:
Common Stock
(e) CUSIP NUMBER:
007624109
ITEM 3: If this Statement if Filed pursuant to Rule 13d-1(b) or
13d-2(b) or (c), check whether the person filing is a:
|_| a. Broker or dealer registered under Section 15 of the
Exchange Act.
|_| b. Bank as defined in Section 3(a)(6) of the Exchange Act.
|_| c. Insurance company as defined in Section 3(a)(19) of the
Exchange Act.
|_| d. Investment company registered under Section 8 of the
Investment Company Act.
|_| e. An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E)
|_| f. An employee benefit plan or endowment fund in accordance
with Rule 13d-1(b)(1)(ii)(F)
|X| g. A parent holding company or control person in accordance
with Rule 13d-1(b)(1)(ii)(G)
|_| h. A savings association as defined I Section 3(b) of the
Federal Deposit Insurance Act
|_| i. A church plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the
Investment Company Act
|_| j. Group, in accordance with Rule 13d-1(b)(1)(ii)(J).