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COMPANY INDUSTRY REVENUE OFFERED SOLD CITY STATE FIRST SALE FILED
ZUMA BEACH ENTERTAINMENT INC Other $1,000,001 - $5,000,000 $5,000,000 $881,200 BURBANK CA 7/29/10 7/29/10
MALA NOCHE RESOURCES CORP Other Decline to Disclose $87,545,960 $57,095,192 VANCOUVER A1 7/20/10 7/29/10
SIGNALINK TECHNOLOGIES INC Other Technology Decline to Disclose $1,142,166 $623,000 KELOWNA A1 7/14/10 7/29/10
Seven International Group, Inc. Other Energy No Revenues $40,000 $40,000 LOS ANGELES CA 8/25/05 7/29/10
Two Roa, LLC Commercial Banking No Revenues $8,102,692 $8,102,692 HUNTSVILLE AL 3/26/10 7/29/10
Seven International Group, Inc. Other Energy $1 - $1,000,000 $92,500 $92,500 LOS ANGELES CA 10/27/06 7/29/10
Seven International Group, Inc. Other Energy $1 - $1,000,000 $1,000,000 $500,000 LOS ANGELES CA 12/18/09 7/29/10
Integrity Digital Solutions, LLC Other Technology No Revenues $10,001,789 $253,852 Temple TX 7/14/10 7/29/10
Nutram Capital Partners, LLC Other Decline to Disclose $4,999,000 $2,380,527 SANDY UT 7/01/09 7/29/10
BORAL LTD /FI Manufacturing Over $100,000,000 $22,398,576 $22,398,576 SYDNEY, NSW C3 7/06/10 7/28/10
AXIOMED SPINE CORP Other Health Care Decline to Disclose $14,999,998 $9,529,987 GARFIELD HEIGHTS OH 7/19/10 7/28/10
Weston Software, Inc. Computers Decline to Disclose $500,000 $350,000 WESTPORT CT 7/15/10 7/28/10
Blue Ocean Development Fund LP Other Real Estate Not Applicable $50,000,000 $26,526,100 IRVINE CA 8/31/07 7/28/10
FP Technology Biotechnology Decline to Disclose $6,468,750 $825,000 MOUNTAIN VIEW CA 7/06/10 7/28/10
Skinit, Inc. Other Decline to Disclose $60,000,000 $60,000,000 SAN DIEGO CA 7/14/10 7/28/10
KLOUT, INC. Other Decline to Disclose $1,999,999 $1,568,776 SAN FRANCISCO CA 12/23/09 7/28/10
Mercury Capital No.1 Fund Investment Trust Pooled Investment Fund Decline to Disclose $16,765,600 $16,765,600 AUCKLAND Q2 7/21/10 7/28/10
Endoclear LLC Other Health Care Decline to Disclose $4,000,000 $775,000 PETOSKEY MI 2/15/10 7/28/10
Laredo Oil, Inc. Oil and Gas No Revenues $500,000 $500,000 AUSTIN TX 7/26/10 7/28/10
Sapo Associates I, LLC Investing Decline to Disclose $15,000,000 $0 NEW YORK NY 7/28/10 7/28/10
Fishnature Inc. Other Technology $1 - $1,000,000 $5,000,000 $25,000 PLEASANTON CA 5/25/10 7/28/10
Aliquantum Associates I, LLC Investing Decline to Disclose $15,000,000 $0 NEW YORK NY 7/28/10 7/28/10
Envision Solar International, Inc. Energy Conservation $1 - $1,000,000 $2,650,500 $293,500 SAN DIEGO CA 5/13/10 7/28/10
GTV GLOBOKASNET LLC Other Banking and Financial Services Decline to Disclose $2,000,000 $2,000,000 CHEVY CHASE MD 7/26/10 7/28/10
Livingston Group of Companies LLC Investment Banking $1,000,001 - $5,000,000 $1,500,000 $0 New York NY 2/08/10 7/28/10
Alpha REI I, LLC Residential No Revenues $4,050,000 $4,050,000 PITTSBURGH PA 9/14/09 7/28/10
Glass Earth Gold Ltd Other Decline to Disclose $822,606 $284,676 WELLINGTON Q2 6/07/10 7/28/10
MPF Income Fund 26,LLC Pooled Investment Fund $4,500,000 $769,000 MORAGA CA 6/30/10 7/28/10
Porter Bancorp, Inc. Commercial Banking $25,000,001 - $100,000,000 $32,000,000 $31,255,000 LOUISVILLE KY 7/28/10 7/28/10
Alpha REI IV, LLC Residential No Revenues $1,451,000 $1,451,000 PITTSBURGH PA 12/01/09 7/28/10
First National Financial Services, Inc. Other Banking and Financial Services Decline to Disclose $1,999,788 $117,066 ELK RIVER MN 6/28/10 7/28/10
CLOUD SYSTEMS INC Computers Decline to Disclose $251,100 $251,100 OAKLAND CA 5/19/10 7/28/10
Factor Advisors, LLC Other Banking and Financial Services No Revenues $5,004,777 $0 New York NY 7/28/10
LEDNOVATION INC Other Technology $1 - $1,000,000 $5,000,000 $3,000,000 TAMPA FL 7/28/10 7/28/10
BTS Holdings Corp Oil and Gas No Revenues $18,800,000 $4,699,981 NEW YORK NY 7/20/10 7/28/10
Coin Free, Inc. Other Technology $1 - $1,000,000 $5,000,000 $0 WINTER PARK FL 7/28/10
Verient, Inc Other Technology Decline to Disclose $5,000,008 $2,999,999 SAN JOSE CA 7/16/10 7/28/10
Axion BioSystems, Inc. Biotechnology $1 - $1,000,000 $2,500,000 $2,100,079 ATLANTA GA 7/16/10 7/28/10
Desert Hawk Gold Corp. Other No Revenues $7,170,623 $1,170,623 SPOKANE WA 7/14/10 7/28/10
Validity Sensors, Inc Computers Decline to Disclose $12,600,000 $12,579,489 San Jose CA 7/14/10 7/28/10
MORK PROCESS INC Other $1,000,001 - $5,000,000 $2,000,000 $1,400,000 STOW OH 6/28/10 7/28/10
CAPRICOR INC Biotechnology No Revenues $5,000,000 $2,800,000 LOS ANGELES CA 12/31/09 7/28/10
FANSHOES INC. Manufacturing No Revenues $500,000 $0 ROCHESTER NY 7/28/10
Ultra Soap International, Inc. Retailing $1 - $1,000,000 $1,000,000 $0 LEES SUMMIT MO 7/28/10
Dove Energy Development Corp LP Oil and Gas Decline to Disclose $920,320 $57,520 Centennial CO 7/28/10 7/28/10
30 SECOND SOFTWARE INC Other Technology Decline to Disclose $3,000,000 $2,000,000 AUSTIN TX 7/15/10 7/28/10
Summit Asheville, LLC Commercial No Revenues $650,000 $0 ATLANTA GA 7/28/10
Northern Gold Mining Inc. Other No Revenues $384,900 $167,032 TORONTO A6 7/06/10 7/28/10
Colorado Brewers Group, LLC Manufacturing No Revenues $400,000 $10,000 MONUMENT CO 7/28/10 7/28/10
ANTS SOFTWARE INC Computers $5,000,001 - $25,000,000 $30,000,000 $4,000,000 SAN FRANCISCO CA 7/28/10 7/28/10
JH GROUP #3 LP Other Technology $1 - $1,000,000 $400,000 $0 BANGOR ME 7/28/10
SPOT MOBILE INTERNATIONAL LTD. Telecommunications $5,000,001 - $25,000,000 $1,200,000 $50,000 Miami Beach FL 7/16/10 7/28/10
SE Holding Corp. Other Health Care Decline to Disclose $637,500 $637,500 New York NY 7/15/10 7/28/10
Sofulo,inc. Telecommunications No Revenues $10,000,000 $0 BELLEVUE WA 7/28/10 7/28/10
Next Step Living, Inc. Energy Conservation $1 - $1,000,000 $4,000,000 $2,493,364 BOSTON MA 7/14/10 7/28/10
One-Txt, INC Telecommunications No Revenues $1,800,000 $0 KINGSPORT TN 7/28/10
MAVERICK MINERALS CORP Oil and Gas Decline to Disclose $420,000 $420,000 SASKATCHEWAN CANADA NV 12/11/09 7/28/10
MAVERICK MINERALS CORP Oil and Gas Decline to Disclose $37,413 $37,413 SASKATCHEWAN CANADA NV 7/19/10 7/28/10
Bodies In Motion, LLC Other $1 - $1,000,000 $700,000 $650,000 BOISE ID 7/13/10 7/27/10
EW Acquisition Co. LLC Agriculture Decline to Disclose $2,200,000 $2,200,000 PORTLAND OR 7/14/10 7/27/10
Newstrike Capital Inc. Other $1 - $1,000,000 $95,002 $47,501 VANCOUVER A1 7/20/10 7/27/10
MY CATALOGS ONLINE, INC. Retailing $1 - $1,000,000 $27,500 $27,500 FT. LAUDERDALE FL 7/31/09 7/27/10
PYRAMID SCREENING TECHNOLOGY INC Business Services Decline to Disclose $400,000 $30,000 CASTRO VALLEY CA 5/06/10 7/27/10
BLACKHAWK NETWORK HOLDINGS, INC Other Decline to Disclose $8,107 $8,107 PLEASANTON CA 7/14/10 7/27/10
BIG TENT DESIGN INC Other Technology Decline to Disclose $300,000 $300,000 SAN FRANCISCO CA 7/09/10 7/27/10
Xzeres Wind Corp. Manufacturing No Revenues $4,010,500 $4,010,500 WILSONVILLE OR 7/27/10 7/27/10
DFR SOLUTIONS, LLC Other Technology $1,000,001 - $5,000,000 $500,000 $0 COLLEGE PARK MD 7/27/10
Team Resources, Inc Oil and Gas $1 - $1,000,000 $1,200,000 $0 VENTURA CA 7/27/10
Tiga Energy Services, Inc Other Energy No Revenues $1,000,000 $220,000 AUSTIN TX 6/24/09 7/27/10
SRG2, LLC Restaurants Decline to Disclose $2,000,000 $0 NEW YORK NY 7/27/10
Pelleter No. 1, Ltd. Other Energy Decline to Disclose $5,000,000 $525,000 PARMA OH 6/08/10 7/27/10
Ultimate Secured Mortgage Fund, LLC Other $1 - $1,000,000 $5,000,000 $100,000 BALTIMORE MD 6/30/10 7/27/10
NeoMed, Inc. Other Health Care $5,000,001 - $25,000,000 $400,218 $244,822 WOODSTOCK GA 7/20/10 7/27/10
AMERICAN CHARTERED, LLC Commercial Banking No Revenues $20,000,000 $1,761,007 SCHAUMBURG IL 4/28/10 7/27/10
Freshwater Technologies Inc. Energy Conservation Decline to Disclose $30,000 $30,000 TORONTO A6 7/14/10 7/27/10
NBC Bancshares, LLC Other Banking and Financial Services Decline to Disclose $14,000,000 $100,000 LINCOLN NE 7/27/10 7/27/10
TOWER FINANCIAL CORP Commercial Banking $5,000,001 - $25,000,000 $2,905,000 $2,905,000 FORT WAYNE IN 7/19/10 7/27/10
DigitalPost Interactive, Inc. Other Technology $1,000,001 - $5,000,000 $2,700,000 $1,647,975 IRVINE CA 7/27/10 7/27/10
California Energy & Power Other Energy Decline to Disclose $5,000,000 $100,000 Glendora CA 7/23/10 7/27/10
CCH INVESTMENT GROUP, LLC Restaurants No Revenues $500,000 $0 LOUISVILLE KY 7/27/10
Emergent Trading Solutions, Inc. Other Technology Decline to Disclose $150,000 $150,000 COHASSET MA 7/13/10 7/27/10
BioProtection Systems Corp Biotechnology Decline to Disclose $2,528,261 $2,528,261 AMES IA 12/30/05 7/27/10
BioProtection Systems Corp Biotechnology Decline to Disclose $362,876 $362,876 AMES IA 11/16/09 7/27/10
WILLIAMS CREEK EXPLORATIONS LTD Other No Revenues $50,000 $50,000 VANCOUVER A1 3/24/10 7/27/10
Freshwater Technologies Inc. Energy Conservation Decline to Disclose $18,000 $18,000 TORONTO A6 7/21/10 7/27/10
WILLIAMS CREEK EXPLORATIONS LTD Other No Revenues $1,922,828 $1,922,828 VANCOUVER A1 7/15/10 7/27/10
HRG Tusitala Limited Partnership Residential $1 - $1,000,000 $900,000 $0 HONOLULU HI 7/27/10
Leap Of Faith Broadway Company, L.P. Other Decline to Disclose $14,650,000 $3,666,667 NEW YORK NY 3/09/10 7/27/10
Lone Tree Covenant Group, LLC Commercial No Revenues $715,000 $715,000 IRVINE CA 4/15/10 7/27/10
First Integrity Mortgage Services, Inc. Other Banking and Financial Services Decline to Disclose $5,000,000 $733,000 ST. LOUIS MO 11/25/09 7/27/10
FSC Dollar General GA LLC Other Real Estate $1,000,001 - $5,000,000 $1,385,000 $1,385,000 AVON BY THE SEA NJ 7/21/10 7/27/10
Cooperation Technology Corp Other Technology Decline to Disclose $1,185,000 $1,185,000 BROOKLYN NY 7/21/10 7/27/10
AMP Holding Inc. Other No Revenues $3,000,000 $1,389,400 BLUE ASH OH 3/11/10 7/27/10
California Energy & Power Other Energy Decline to Disclose $5,000,000 $100,000 Glendora CA 7/23/10 7/27/10
Frontier Beverage Company, Inc Other Decline to Disclose $200,000 $36,300 MEMPHIS TN 7/22/10 7/27/10
In Transit PS Enhancement Company, L.P. Other Decline to Disclose $175,000 $75,000 NEW YORK NY 7/01/10 7/27/10
ROBOTEX INC Other Technology Decline to Disclose $6,499,997 $6,124,999 PALO ALTO CA 6/03/10 7/27/10
DOCUMENT SECURITY SYSTEMS INC Other Technology $5,000,001 - $25,000,000 $1,200,000 $1,200,000 Rochester NY 7/27/10 7/27/10
CROSSING AUTOMATION INC Other Technology Decline to Disclose $7,205,000 $7,205,000 Fremont CA 8/28/09 7/27/10
CEP Investors in Vuela LP Pooled Investment Fund Decline to Disclose $16,000,000 $2,736,897 SEATTLE WA 7/13/10 7/27/10
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